Paul Candeletti
Paul Candeletti is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 27 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
875 3rd Ave Fl 23, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul is involved in financial regulation arbitration, dedicating a few hours per week. He also owns DRC 91 Properties LLC, an investment property, and spends a few hours per week on this.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Multi-Financial Securities CorporationBroker
The Griswold Company, IncorporatedBroker
The Griswold Company, IncorporatedBroker
Floor Broker Network, INC.Broker
H.J. Meyers & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.