Paul Corkin Tanner

Las Olas Capital Advisors, LLC

42 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Las Olas Capital Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

41 clients

Average Client Portfolio

$9.4M average

Assets Under Management

$386.5M

Fee Structure

Minimum Investment:$1M

Minimum Annual Fee:$10,000

Location

888 East Las Olas Blvd, Suite 200, Fort Lauderdale, FL, 33301

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2008

Pending

Customer Dispute

July 2007

Settled

Customer Dispute

December 2004

Settled

Customer Dispute

June 2002

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

Paul is involved in several investment-related activities, including being a board member of the Community Foundation of Broward and a manager/general partner for multiple Las Olas Capital entities. He dedicates minimal time to the Community Foundation and a few hours per week to the Las Olas Capital activities.

Employment History

Current Registrations

Las Olas Capital Partners, LLCBroker

March 2019 - Present · 6 yrs 11 mos

Las Olas Capital Advisors, LLC

August 2015 - Present · 10 yrs 6 mos

Previous Registrations

Capital Guardian, LLCBroker

August 2015 - May 2017 · 1 yr 9 mos

UBS Financial Services INC.

July 2008 - August 2015 · 7 yrs 1 mo

UBS Financial Services INC.Broker

May 2008 - August 2015 · 7 yrs 3 mos

Lehman Brothers INC.

June 2004 - May 2008 · 3 yrs 11 mos

Lehman Brothers INC.Broker

May 2004 - May 2008 · 4 yrs

Morgan Stanley

February 1995 - June 2004 · 9 yrs 4 mos

Morgan Stanley Dw INC.Broker

February 1995 - June 2004 · 9 yrs 4 mos

Smith Barney INC.Broker

July 1993 - March 1995 · 1 yr 8 mos

Lehman Brothers INC.Broker

December 1989 - July 1993 · 3 yrs 7 mos

Morgan Keegan & Company, INC.Broker

November 1987 - December 1989 · 2 yrs 1 mo

First Lauderdale Securities, INC.Broker

November 1985 - October 1987 · 1 yr 11 mos

First Interregional Equity CORP.Broker

June 1983 - November 1985 · 2 yrs 5 mos

State Registrations3 states

FLNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.