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Paul Tanner

Las Olas Capital Wealth LLC
43 Years of Experience
Fort Lauderdale, FL
4 DisclosuresBroker
View SEC Summary
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Paul Tanner is a registered investment advisor at Las Olas Capital Wealth LLC, based in Fort Lauderdale, FL, with 43 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 47 clients with $270M in assets under management.

Las Olas Capital Wealth LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
47 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$269.1M

Fee Structure

Planning is included in investment management (also available separately)

Las Olas Capital Wealth charges for investment management based on the services provided, the size of your portfolio, and the complexity of your situation. Fees can be structured as a percentage of your portfolio or as flat annual retainers, typically billed quarterly in advance. Specific fee schedules and account minimums are detailed in each client's written agreement.

View Full SEC Brochure

Location

200 SW First Ave, Suite 1070, Fort Lauderdale, FL, 33301

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Pending
Customer Dispute
July 2007
Settled
Customer Dispute
December 2004
Settled
Customer Dispute
June 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul is involved in several investment-related activities, including being a board member of the Community Foundation of Broward and a manager/general partner for multiple Las Olas Capital entities. He dedicates minimal time to the Community Foundation and a few hours per week to the Las Olas Capital activities.

Employment History
Current Registrations
Las Olas Capital Wealth LLC
May 2026 - Present · 5 mos
Las Olas Capital Partners, LLCBroker
March 2019 - Present · 7 yrs 7 mos
Las Olas Capital Advisors, LLC
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Capital Guardian, LLCBroker
August 2015 - May 2017 · 1 yr 9 mos
UBS Financial Services INC.
July 2008 - August 2015 · 7 yrs 1 mo
UBS Financial Services INC.Broker
May 2008 - August 2015 · 7 yrs 3 mos
Lehman Brothers INC.
June 2004 - May 2008 · 3 yrs 11 mos
Lehman Brothers INC.Broker
May 2004 - May 2008 · 4 yrs
Morgan Stanley
February 1995 - June 2004 · 9 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 1995 - June 2004 · 9 yrs 4 mos
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
December 1989 - July 1993 · 3 yrs 7 mos
Morgan Keegan & Company, INC.Broker
November 1987 - December 1989 · 2 yrs 1 mo
First Lauderdale Securities, INC.Broker
November 1985 - October 1987 · 1 yr 11 mos
First Interregional Equity CORP.Broker
June 1983 - November 1985 · 2 yrs 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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