Joseph Stumbroski
Joseph Stumbroski is a registered investment advisor at J. W. Cole Advisors, INC., based in Baltimore, MD, with 42 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
2416 E. Joppa Road, Baltimore, MD, 21234
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the president of Stumbroski & Associates, Inc., where he sells and services traditional insurance, including property and casualty, dedicating about half his time. He is also a partner in Senior Financial Advisors, LLC, focusing on investment and advisory services, which takes nearly full-time hours.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Tls Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
Guardian Investor Services CorporationBroker
Princor Financial Services CorporationBroker
Transamerica Financial Resources, INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.