Steven Hiorns is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Naples, FL
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Regulatory History (4)
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Customer Dispute
April 2002Settled
Customer Dispute
September 2000Settled
Customer Dispute
April 1994Settled
Customer Dispute
February 1992Settled
Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1989 - June 2009 · 19 yrs 11 mos
Dean Witter Reynolds INC.Broker
July 1983 - July 1989 · 6 yrs
State Registrations29 states
AZCACOCTDEFLGAHIIAILINMAMDMEMONCNHNJNVNYOHORPARITXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.