TrueAdvisor
TrueAdvisor
JM
JM

John Mcparlane

Wedbush Securities INC.
43 Years of Experience
La Jolla, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Mcparlane is a registered investment advisor at Wedbush Securities INC., based in La Jolla, CA, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 Prospect Street, Suite 300, La Jolla, CA, 92037

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns MCPAL Inc, an S corp for tax purposes, dedicating a few hours per week. He is also a financial advisor for 401k retirement plans through Fringe Benefit Group, but devotes no time to this activity.

Employment History
Current Registrations
Wedbush Securities INC.
January 2009 - Present · 17 yrs 9 mos
Wedbush Securities INC.Broker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
First Wall Street CORP.
May 2006 - December 2008 · 2 yrs 7 mos
First Wall Street CORP.
September 2000 - December 2005 · 5 yrs 3 mos
First Wall Street CORP.Broker
June 1991 - December 2008 · 17 yrs 6 mos
Gna Securities, INC.Broker
January 1988 - June 1991 · 3 yrs 5 mos
Shearson Lehman Brothers INC.Broker
August 1987 - January 1988 · 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1985 - August 1987 · 2 yrs 1 mo
First Jersey Securities, INC.Broker
August 1983 - June 1985 · 1 yr 10 mos
State Registrations33 states
AKALAZCACOCTFLGAHIIDINKSKYLAMAMNMTNCNJNMNVNYOHORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in La Jolla, CA →All financial advisors in California →