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Charles Lazzaro

Wedbush Securities INC.
55 Years of Experience
La Jolla, CA
9 DisclosuresBroker
View SEC Summary
View SEC Summary

Charles Lazzaro is a registered investment advisor at Wedbush Securities INC., based in La Jolla, CA, with 55 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 Prospect Street, Suite 300, La Jolla, CA, 92037

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Settled
Customer Dispute
June 2003
Settled
Customer Dispute
April 2003
Settled
Customer Dispute
February 2003
Settled
Customer Dispute
December 2002
Settled
Customer Dispute
November 2002
Settled
Customer Dispute
November 1999
Settled
Customer Dispute
August 1983
Award / Judgment
Customer Dispute
December 1982
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the president of First Wall Street, Corp. for tax purposes and business expenses, dedicating minimal time to administrative duties. This activity is not investment-related.

Employment History
Current Registrations
Wedbush Securities INC.
February 2009 - Present · 17 yrs 8 mos
Wedbush Securities INC.Broker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
First Wall Street CORP.
May 2006 - December 2008 · 2 yrs 7 mos
First Wall Street CORP.
July 1997 - December 2005 · 8 yrs 5 mos
First Wall Street CORP.Broker
February 1983 - December 2008 · 25 yrs 10 mos
Morgan, Olmstead, Kennedy & Gardner, IncorporatedBroker
February 1983 - February 1983 · 0 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
October 1970 - February 1983 · 12 yrs 4 mos
State Registrations45 states
AKARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Charles Lazzaro - Financial Advisor | TrueAdvisor