Kevin Cole
Kevin Cole is a ChFC-designated registered investment advisor at LPL Enterprise, LLC, based in Indianapolis, IN, with 41 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
8888 Keystone Crossing, Suite 1300, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2006Customer Dispute
March 2006Other Business Activities
Kevin is involved in real estate rental activities in Gulf Shores, AL, since 2021. This investment-related activity requires minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Ifmg Securities, INC.Broker
Ifmg Securities, INC.
Intersecurities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Nationwide Investment Services CorporationBroker
Intersecurities, INC.Broker
Aetna Investment Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.