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David Collins

Cambridge Investment Research Advisors, INC.
43 Years of Experience
Terre Haute, IN
1 DisclosureBrokerSells Insurance
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David Collins is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Terre Haute, IN, with 43 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1326 E. Davis Drive, Terre Haute, IN, 47802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an advisory representative of a registered investment advisor (RIA) since 2013, spending a few hours per week on this. David also works as an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2013 - Present · 13 yrs 3 mos
Cambridge Investment Research, INC.Broker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Legend Advisory CORP
April 2005 - July 2013 · 8 yrs 3 mos
Legend Equities CorporationBroker
April 2005 - July 2013 · 8 yrs 3 mos
Investment Centers of America, INC.
July 2000 - April 2005 · 4 yrs 9 mos
Investment Centers of America, INC.Broker
June 1998 - April 2005 · 6 yrs 10 mos
The O.N. Equity Sales CompanyBroker
June 1993 - July 1998 · 5 yrs 1 mo
Mony Securities CORP.Broker
July 1992 - June 1993 · 11 mos
Locust Street Securities, INC.Broker
November 1989 - June 1992 · 2 yrs 7 mos
Equico Securities, INC.Broker
November 1988 - December 1989 · 1 yr 1 mo
The Equitable Life Assurance Society of the United StatesBroker
November 1988 - December 1989 · 1 yr 1 mo
C.A.L. Investment Services INC.Broker
December 1985 - December 1988 · 3 yrs
Aetna Life Insurance and Annuity CompanyBroker
June 1983 - November 1988 · 5 yrs 5 mos
State Registrations9 states
CODCFLGAILINMEOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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