Mark Stein is a CFP-designated registered investment advisor at Galvin, Gaustad & Stein, LLC, based in Boise, ID, with 42 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 881 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.05% |
| $5M+ | 1.05% |
Schedule shown is for non-discretionary services. Discretionary services are: - $0 - $500,000: 1.25% - $500,001 – $2,500,000: 1.00% - $2,500,001 - $5,000,000: 0.80% - More than $5,000,000: Negotiable For clients acquired from The Westerman Group, LLC: - $0 - $500,000: 1.60% - $500,001 – $1,500,000: 1.50% - $1,500,001 – $2,500,000: 1.25% - $2,500,001 - $5,000,000: 1.00% - More than $5,000,000: Negotiable
Fee Estimator
Location
800 W. Main Street, Suite 1460, Boise, ID, 83702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Galvin, Gaustad & Stein, LLC
Previous Registrations
Foothill Securities, INC.Broker
Aegis Financial Group, INC.
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
Cenpac Securities CORP.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations5 states
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