Mark Stein is a CFP-designated registered investment advisor at Galvin, Gaustad & Stein, LLC, based in Boise, ID, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 856 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Rates shown are for discretionary management. Non-discretionary management charges 1.50% up to $500K, 1.25% from $500K to $2.5M, and 1.05% from $2.5M to $5M. Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
800 W. Main Street, Suite 1460, Boise, ID, 83702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Galvin, Gaustad & Stein, LLC
Previous Registrations
Foothill Securities, INC.Broker
Aegis Financial Group, INC.
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
Cenpac Securities CORP.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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