Mark Willis
Mark Willis is a registered investment advisor at Cetera Investment Advisers LLC, based in Simsbury, CT, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Simsbury, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an independent insurance agent since 2016, focusing on fixed insurance sales, and spends minimal time enrolling and holding enrollment meetings. He is also a financial advisor through Retirement Income Resources, LLC, dedicating about half his time to sales and service of investment clients.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Investment Management CO. LLC
Ing Investments Distributor, LLCBroker
Aeltus Capital, INCBroker
Financial Network Investment CorporationBroker
Aetna Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.