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Patricia Sans

Raymond James & Associates, INC.
42 Years of Experience
West Palm Beach, FL
2 DisclosuresBroker
View SEC Summary
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Patricia Sans is a registered investment advisor at Raymond James & Associates, INC., based in West Palm Beach, FL, with 42 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Esperante Corporate Center, 222 Lakeview Avenue, Suite 1100, West Palm Beach, FL, 33401

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019
Settled
Customer Dispute
November 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patricia is the CEO of the Greater South County Road Association (GSCRA), a board member/officer/director position. She spends a few hours per week on this activity, primarily running board meetings and serving as MC at membership meetings.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Morgan Stanley
July 2011 - September 2018 · 7 yrs 2 mos
Morgan StanleyBroker
July 2011 - September 2018 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1993 - July 2011 · 18 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - July 2011 · 18 yrs 1 mo
Lehman Brothers INC.Broker
May 1988 - May 1993 · 5 yrs
E. F. Hutton & Company INCBroker
February 1984 - May 1988 · 4 yrs 3 mos
State Registrations24 states
ALCACOCTDEFLGAIAILMAMDMINCNJNYORPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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