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ChFC
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ChFC

Daniel Cavin

State Farm Investment Management CORP.
25 Years of Experience
West Palm Beach, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Cavin is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in West Palm Beach, FL, with 25 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7073 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3650 Fas Hl Blvd Ste.3, West Palm Beach, FL, 33406

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2011
Final
Regulatory
November 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel owns Daniel Cavin's Insurance Agency, selling insurance products through State Farm and its affiliates, dedicating about half of his time to this. He also owns personally held real estate, requiring minimal time.

Employment History
Current Registrations
State Farm Investment Management CORP.
November 2018 - Present · 7 yrs 11 mos
State Farm Vp Management CORP.
April 2003 - Present · 23 yrs 6 mos
State Farm Vp Management CORP.Broker
April 2003 - Present · 23 yrs 6 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
October 2000 - October 2002 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - October 2002 · 2 yrs
State Registrations2 states
FLID
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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