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Arthur Mcphail
40 Years of Experience
Huntley, IL
1 DisclosureBrokerSells Insurance
Arthur Mcphail is a registered investment advisor at Cetera Investment Advisers LLC, based in Huntley, IL, with 40 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
10409 Fair Lane, Huntley, IL, 60142
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Regulatory History (1)
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Criminal
June 1972Final Disposition
Other Business ActivitiesSells Insurance
Arthur works as a financial services professional at Personalized Financial Resources, LLC since 1976, determining needs for and selling insurance. The time Arthur spends on this activity varies.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
October 2017 - May 2021 · 3 yrs 7 mos
Summit Brokerage Services, INC.Broker
September 2015 - September 2019 · 4 yrs
J.P. Turner & Company, L.L.C.Broker
September 2011 - December 2015 · 4 yrs 3 mos
Workman Securities CorporationBroker
December 2006 - September 2011 · 4 yrs 9 mos
1717 Capital Management CompanyBroker
March 1991 - January 2007 · 15 yrs 10 mos
Fidelity Equity Services CorporationBroker
July 1987 - April 1991 · 3 yrs 9 mos
Manequity, INC.Broker
December 1986 - July 1987 · 7 mos
Planned Employee Benefits, INC.Broker
August 1983 - January 1985 · 1 yr 5 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.