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Arthur Mcphail

Cetera Investment Advisers LLC
41 Years of Experience
Oak Brook, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Arthur Mcphail is a registered investment advisor at Cetera Investment Advisers LLC, based in Oak Brook, IL, with 41 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1415 West 22 St, Tower Floor, Oak Brook, IL, 60523

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History

Regulatory History (1)
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Criminal
June 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur works as a financial services professional at Personalized Financial Resources, LLC since 1976, determining needs for and selling insurance. The time Arthur spends on this activity varies.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
October 2017 - May 2021 · 3 yrs 7 mos
Summit Brokerage Services, INC.Broker
September 2015 - September 2019 · 4 yrs
J.P. Turner & Company, L.L.C.Broker
September 2011 - December 2015 · 4 yrs 3 mos
Workman Securities CorporationBroker
December 2006 - September 2011 · 4 yrs 9 mos
1717 Capital Management CompanyBroker
March 1991 - January 2007 · 15 yrs 10 mos
Fidelity Equity Services CorporationBroker
July 1987 - April 1991 · 3 yrs 9 mos
Manequity, INC.Broker
December 1986 - July 1987 · 7 mos
Planned Employee Benefits, INC.Broker
August 1983 - January 1985 · 1 yr 5 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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