Thomas Burton
Thomas Burton is a registered investment advisor at Cetera Investment Advisers LLC, based in Oak Brook, IL, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1200 Harger Road Suite 325, Oak Brook, IL, 60523
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Regulatory History (1)
Customer Dispute
July 2000Other Business ActivitiesSells Insurance
Thomas owns Burton Financial Group LLC, dealing with fixed insurance, and spends minimal time on business expenses, tax returns, and fixed insurance commissions. He also works as an insurance agent selling life, health, and disability insurance and is a registered representative for Megent Financial, spending about a quarter of his time on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Opus Wealth Management Group
LPL Financial LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Wisconsin Financial Advisors, LLC
The O.N. Equity Sales CompanyBroker
Strategic Assets INC.Broker
Wfg Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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