Peter Krause
Peter Krause is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Sarasota, FL, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2 North Tamiami Trail, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 1996Other Business Activities
Peter is a board member for LaCrosse Festivals Inc. and Central Region Board member B.S.A., dedicating minimal time to each. He also serves on the board of directors and endowment committee for Gateway Area Council B.S.A., spending a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
B. C. Ziegler and CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.