Nancy Amalfitano
Nancy Amalfitano is a registered investment advisor at LPL Financial LLC, based in Mahwah, NJ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mahwah, NJ
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Regulatory History (1)
Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Nancy sells fixed and non-variable insurance products, dedicating a small portion of her time to these activities. She also volunteers for and co-chairs a branch of Valley Hospital, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Securities America, INC.Broker
Guardian Investor Services CorporationBroker
Pruco Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.