RR
ChFC
RR
ChFC

Robert Roth

43 Years of Experience
Virginia Bch, VA
1 DisclosureBrokerSells Insurance

Robert Roth is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Virginia Bch, VA, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Columbus Ctr Ste 1100, Virginia Bch, VA, 23462

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Denied
Other Business ActivitiesSells Insurance

Robert may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in rental property and two LLCs, dedicating minimal time to each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2005 - Present · 21 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
July 1983 - Present · 43 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
March 1984 - January 2002 · 17 yrs 10 mos
State Registrations29 states
AZCACOCTDCDEFLGAIAILKYMAMEMIMNNCNHNJNMNYOHORPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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