Charles Cooper
Charles Cooper is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Greeley, CO, with 42 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6500 W 29th St, Suite 210, Greeley, CO, 80634
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Customer Dispute
October 2007Other Business ActivitiesSells Insurance
Charles is the president of The Master's Agency/Financial Group, where he sells life insurance and annuities, dedicating about a quarter of his time. He also works full-time as an investment advisor with Securities America Advisors and owns rental properties, spending minimal time on these ventures.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Sunset Financial Services, INC.
The Master's Financial Group, INC.
Sunset Financial Services, INC.Broker
Multi-Financial Securities CorporationBroker
St. Paul Investors, INC.Broker
Consolidated Investment Services, INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.