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Charles Mcmakin

LPL Financial LLC
43 Years of Experience
Baton Rouge, LA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Mcmakin is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 43 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10313 Jefferson Hwy Ste B, Baton Rouge, LA, 70809

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Regulatory
March 1991
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is involved in several business activities, including real estate rental, entities for tax/investment purposes, and DBAs for his LPL business. He also owns Altus Benefit Solutions, LLC, an insurance agency, and spends minimal time on non-variable insurance activities.

Employment History
Current Registrations
LPL Financial LLC
November 2021 - Present · 4 yrs 11 mos
LPL Financial LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Geneos Wealth Management, INC.
April 2012 - November 2021 · 9 yrs 7 mos
Geneos Wealth Management, INC.Broker
April 2012 - November 2021 · 9 yrs 7 mos
Sanders Morris Harris INC.
November 2006 - April 2012 · 5 yrs 5 mos
Sanders Morris Harris INC.Broker
January 2002 - April 2012 · 10 yrs 3 mos
Ifg Network Securities, INC.Broker
January 1994 - December 2001 · 7 yrs 11 mos
Mony Securities CORP.Broker
November 1992 - January 1994 · 1 yr 2 mos
Fsc Securities CorporationBroker
November 1985 - January 1994 · 8 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
July 1983 - November 1985 · 2 yrs 4 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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