Larry Mitchell
Larry Mitchell is a registered investment advisor at Geneos Wealth Management, INC., based in Glendale, AZ, with 42 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
Glendale, AZ
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2004Customer Dispute
November 2004Customer Dispute
May 2003Customer Dispute
May 1991Other Business ActivitiesSells Insurance
Larry is the owner of Robert Harding Financial Group and an independent representative with various insurance carriers, selling fixed insurance products. Larry also owns a family farm.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
First Allied Securities, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Linsco/private Ledger CORP.Broker
Rauscher Pierce Refsnes, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.