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William Scarborough

42 Years of Experience
Dallas, TX
Broker

William Scarborough is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5956 Sherry Lane, Suite 1900, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a board member for Esperanza Y Futuro, attending the annual board meeting and occasionally visiting the property in Guatemala. He also writes novels and business books, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2001 - Present · 25 yrs 4 mos
Raymond James & Associates, INC.
January 2001 - Present · 25 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Painewebber IncorporatedBroker
January 1991 - January 2001 · 10 yrs
Rotan Mosle INC.Broker
May 1986 - January 1991 · 4 yrs 8 mos
Dean Witter Reynolds INC.Broker
July 1983 - May 1986 · 2 yrs 10 mos
State Registrations28 states
ALARAZCACOCTDCFLGAIDILINKYMAMTNCNJNMNYOHOKORPATNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
William Scarborough - Financial Advisor | TrueAdvisor