CB
CB

Christopher Baldwin

42 Years of Experience
Chicago, IL
1 DisclosureBroker

Christopher Baldwin is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

110 N Wacker Dr, Pbig - Chicago, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Settled
Other Business Activities

Christopher is a general partner in Center Partners I, LLC, a family investment vehicle, dedicating minimal time. He also holds power of attorney for B B, with no time commitment.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - Present · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - November 2015 · 12 yrs 10 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - November 2015 · 12 yrs 10 mos
Credit Suisse First Boston CorporationBroker
November 2000 - September 2002 · 1 yr 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
June 1992 - January 2003 · 10 yrs 7 mos
Donaldson Lufkin & Jenrette Securities Corporation
June 1992 - January 2003 · 10 yrs 7 mos
Painewebber IncorporatedBroker
May 1989 - June 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
April 1985 - June 1989 · 4 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
August 1983 - March 1985 · 1 yr 7 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Baldwin - Financial Advisor | TrueAdvisor