Peter O'brien is a registered investment advisor, based in Anaheim Hills, CA, with 38 years of industry experience.
Location
5101 E La Palma Ave, Suite 100 B, Anaheim Hills, CA, 92807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter operates Ambassador Wealth Management as his investment practice and dedicates full-time hours to it. He also engages in other activities including selling fixed and disability insurance, serving as a board member for a non-profit, assisting his spouse with a health and wellness business, and acting as a FINRA arbitrator.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Alliancebernstein Investment Research and Management, INC.Broker
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Invest Financial CorporationBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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