Joseph Lindsley
Joseph Lindsley is a registered investment advisor at Quantitative Process, LLC, based in Charlotte, NC, with 39 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 205 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable and will be based on the asset size, complexity and magnitude of the advisory services.
Fee Estimator
Location
10700 Sikes Place, Suite 395, Charlotte, NC, 28277
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a licensed insurance agent since 1991, selling fixed and variable insurance products, dedicating minimal time to this activity. He also works as a consultant for Bragg Financial Advisors, spending a few hours per week reviewing retirement plans and monitoring investments, and serves as a trustee for Thales College, spending minimal time providing oversight and operational advice.
Employment History
Current Registrations
Quantitative Process, LLC
Previous Registrations
Kovack Securities INC.Broker
Resource Horizons Group LLCBroker
Quantitative Process, LLC
Milestone Investments, INC.
Milestone Investments, INC.Broker
Aetna Investment Services, INC.Broker
Aetna Capital Management, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.