TrueAdvisor
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CE
ChFC
CE
ChFC

Carl Eshelman

Northwest Investment Advisors, INC
42 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Carl Eshelman is a ChFC-designated registered investment advisor at Northwest Investment Advisors, INC, based in Lacey, WA, with 42 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 95 clients with $35M in assets under management.

Northwest Investment Advisors, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
95 clients
Average Client Portfolio
$371K average
Assets Under Management
$35.3M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $1.0M1.00%
$1M+0.75%

Management fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lacey, WA

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History

Regulatory History (1)
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Criminal
July 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carl is the President and CEO of Quantum Solutions, Inc., an RIA, where he works full-time providing financial planning and investment management services. He also sells fixed life and health insurance through Ingersoll & Assoc, and pooled investments, variable life, and variable annuities through Northwest Investment Advisors, dedicating about 10-20% of his time to each. Carl is also an independent sales rep offering life settlements on a case-by-case basis.

Employment History
Current Registrations
Northwest Investment Advisors, INC.Broker
May 2018 - Present · 7 yrs 11 mos
Quantum Solutions, INC.
October 1995 - Present · 30 yrs 6 mos
Previous Registrations
Signator Investors, INC.
December 2017 - June 2018 · 6 mos
Signator Investors, INC.Broker
May 2016 - June 2018 · 2 yrs 1 mo
Transamerica Financial Advisors, INCBroker
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
October 2002 - November 2002 · 1 mo
Transamerica Financial Advisors, INC.Broker
January 2002 - September 2009 · 7 yrs 8 mos
Tower Square Securities, INC.Broker
July 2001 - December 2001 · 5 mos
Ing America Equities, INC.Broker
October 2000 - February 2001 · 4 mos
Kms Financial Services, INC.Broker
January 1999 - October 2000 · 1 yr 9 mos
Multi-Financial Securities CorporationBroker
March 1995 - December 1998 · 3 yrs 9 mos
Capital Analysts, IncorporatedBroker
June 1988 - April 1995 · 6 yrs 10 mos
Cigna Securities, INC.Broker
October 1983 - September 1988 · 4 yrs 11 mos
State Registrations3 states
AZCAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.