Brian Perley
Brian Perley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Overland Park, KS, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7101 College Blvd. Ste 1250, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
Criminal
July 1975Other Business Activities
Brian operates Horizon Capital Advisors as a DBA for his LPL business, dedicating nearly full-time hours to it. He also has a business entity, Perley & Associates, Inc., for tax/investment purposes, spending about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Bma Financial Services, INC.Broker
New England SecuritiesBroker
Connecticut Mutual Financial Services, INC.Broker
Nel Equity Services CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.