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Ronald Fritze

42 Years of Experience
Mountain Brk, AL
2 DisclosuresBroker

Ronald Fritze is a registered investment advisor at Wells Fargo Advisors, based in Mountain Brk, AL, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2700 Highway 280 S, Ste 245E, Mountain Brk, AL, 35223

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Denied
Customer Dispute
January 2001
Withdrawn
Other Business Activities

Ronald has ownership stakes in Fritze Property LLC (real estate), Fritze Financial, and Stubbs Island Hunting Club. He dedicates about 10-20% of his time to Fritze Financial and minimal time to the other two.

Employment History
Current Registrations
Wells Fargo Advisors
April 2009 - Present · 17 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
August 2000 - April 2009 · 8 yrs 8 mos
UBS Financial Services INC.
August 1991 - April 2009 · 17 yrs 8 mos
J.C. Bradford & CO.Broker
July 1983 - August 2000 · 17 yrs 1 mo
State Registrations17 states
ALAZFLGAILINKYMDMTNCNYOKSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Fritze - Financial Advisor | TrueAdvisor