Christine Mallul
Christine Mallul is a registered investment advisor at LPL Financial LLC, based in Highland Park, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Highland Park, IL
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2012Customer Dispute
May 2012Customer Dispute
December 2011Customer Dispute
July 2009Customer Dispute
August 1991Other Business Activities
Christine is the owner of CCM Services Inc, a business entity for tax/investment purposes, dedicating minimal time to it. She also works full-time for Upstream Investment Partners as a DBA for LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
David A. Noyes & Company
David A. Noyes & CompanyBroker
Howe Barnes Investments, INC.Broker
Everen Securities, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Manley, Bennett, Mcdonald & COBroker
Shearson/american Express INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.