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Jody Graber

LPL Financial LLC
31 Years of Experience
Montvale, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jody Graber is a registered investment advisor at LPL Financial LLC, based in Montvale, NJ, with 31 years of industry experience. Jody is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

190 Summit Avenue, Montvale, NJ, 07645

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1991
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jody is involved with Graber Agency Inc. selling non-variable insurance products since 1965. This takes nearly full-time, but none of the time is during trading hours.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 1 yr 7 mos
LPL Financial LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Ic Advisory Services, INC.
June 2017 - March 2025 · 7 yrs 9 mos
The Investment Center, INC.Broker
August 2008 - March 2025 · 16 yrs 7 mos
Sii Investments, INC.Broker
April 2008 - August 2008 · 4 mos
Royal Alliance Associates, INC.Broker
January 2004 - April 2008 · 4 yrs 3 mos
Tower Square Securities, INC.Broker
March 1999 - December 2003 · 4 yrs 9 mos
American General Securities IncorporatedBroker
October 1997 - April 1999 · 1 yr 6 mos
Uslife Equity Sales CORP.Broker
January 1995 - October 1997 · 2 yrs 9 mos
State Registrations23 states
ALAZCACOCTDEFLGAILMAMDMSNCNJNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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