CFP

Philip Rutigliano

29 Years of Experience

Boca Raton, FL

3 DisclosuresBrokerSells Insurance

Philip Rutigliano is a CFP-designated registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 29 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

73 advisors

Number of Clients

3,096 clients

Average Client Portfolio

$350K average

Assets Under Management

$1.1B

Fee Structure

Minimum Investment:$25K

Minimum Annual Fee:$250

Portfolio-Based Fees (Flat)

Portfolio Value	Annual Fee
Any	2.00%

Fee is up to 2%.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

View Full SEC Brochure

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2014

Settled

Employment Separation After Allegations

April 2013

Customer Dispute

November 2003

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Philip is a financial advisor and insurance agent at Mahoney Asset Management, providing financial and insurance services, spending more than a quarter of his time during securities trading hours. He also occasionally consults with companies to improve their sales process, but currently dedicates no time to this activity.

Employment History

Current Registrations

Nfsg Corporation

June 2023 - Present · 2 yrs 11 mos

Newbridge Securities CorporationBroker

April 2023 - Present · 3 yrs 1 mo

Previous Registrations

Aurora Capital LLCBroker

July 2014 - April 2021 · 6 yrs 9 mos

Bic Distributors, LLCBroker

August 2013 - May 2014 · 9 mos

PNC Investments

August 2011 - May 2013 · 1 yr 9 mos

PNC InvestmentsBroker

July 2011 - May 2013 · 1 yr 10 mos

VALIC Financial Advisors, INC.Broker

May 2011 - June 2011 · 1 mo

PNC Investments

May 2011 - May 2011 · 0 mos

PNC InvestmentsBroker

May 2011 - May 2011 · 0 mos

Fifth Third Securities, INC.

September 2009 - April 2011 · 1 yr 7 mos

Fifth Third Securities, INC.Broker

September 2009 - April 2011 · 1 yr 7 mos

National Securities CorporationBroker

May 2008 - September 2008 · 4 mos

Hsbc Securities (USA) INC.Broker

April 2006 - June 2006 · 2 mos

Chase Investment Services CORP.

July 1998 - April 2006 · 7 yrs 9 mos

Chase Investment Services CORP.Broker

September 1996 - April 2006 · 9 yrs 7 mos

Chemical Investment Services CORP.Broker

August 1994 - September 1996 · 2 yrs 1 mo

Liberty Securities CorporationBroker

November 1993 - August 1994 · 9 mos

Metlife Securities INC.Broker

May 1991 - November 1993 · 2 yrs 6 mos

Metropolitan Life Insurance CompanyBroker

May 1991 - November 1993 · 2 yrs 6 mos

State Registrations3 states

CTNJNY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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