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Philip Rutigliano

Nfsg Corporation
30 Years of Experience
Montvale, NJ
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Philip Rutigliano is a CFP-designated registered investment advisor at Nfsg Corporation, based in Montvale, NJ, with 30 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee of up to 2% based on assets under management, with a minimum annual charge of $250.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 Chestnut Ridge Road, Suite 200, Montvale, NJ, 07645

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Settled
Employment Separation After Allegations
April 2013
Customer Dispute
November 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Philip is a financial advisor and insurance agent at Mahoney Asset Management, providing financial and insurance services, spending more than a quarter of his time during securities trading hours. He also occasionally consults with companies to improve their sales process, but currently dedicates no time to this activity.

Employment History
Current Registrations
Nfsg Corporation
June 2023 - Present · 3 yrs 4 mos
Newbridge Securities CorporationBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Aurora Capital LLCBroker
July 2014 - April 2021 · 6 yrs 9 mos
Bic Distributors, LLCBroker
August 2013 - May 2014 · 9 mos
PNC Investments
August 2011 - May 2013 · 1 yr 9 mos
PNC InvestmentsBroker
July 2011 - May 2013 · 1 yr 10 mos
VALIC Financial Advisors, INC.Broker
May 2011 - June 2011 · 1 mo
PNC Investments
May 2011 - May 2011 · 0 mos
PNC InvestmentsBroker
May 2011 - May 2011 · 0 mos
Fifth Third Securities, INC.
September 2009 - April 2011 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
September 2009 - April 2011 · 1 yr 7 mos
National Securities CorporationBroker
May 2008 - September 2008 · 4 mos
Hsbc Securities (USA) INC.Broker
April 2006 - June 2006 · 2 mos
Chase Investment Services CORP.
July 1998 - April 2006 · 7 yrs 9 mos
Chase Investment Services CORP.Broker
September 1996 - April 2006 · 9 yrs 7 mos
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
November 1993 - August 1994 · 9 mos
Metlife Securities INC.Broker
May 1991 - November 1993 · 2 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
May 1991 - November 1993 · 2 yrs 6 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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