BB
BB

Brad Braunberger

42 Years of Experience
Bismarck, ND
1 DisclosureBroker

Brad Braunberger is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bismarck, ND, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

1400 West Century Avenue, P.O.B 1238, 58502-9955, Bismarck, ND, 58503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1999
Denied
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2006 - Present · 19 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Miller Johnson Steichen Kinnard, INC.
June 2002 - June 2004 · 2 yrs
Miller Johnson Steichen Kinnard, INC.Broker
January 2001 - December 2006 · 5 yrs 11 mos
John G. Kinnard and Company, IncorporatedBroker
August 1983 - January 2001 · 17 yrs 5 mos
State Registrations23 states
AKAZCACOFLIAIDILKSMNMOMTNDNENVNYOKORSDTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brad Braunberger - Financial Advisor | TrueAdvisor