John Westbee
John Westbee is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bismarck, ND, with 34 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
1400 West Century Avenue, P.O.B 1238, 58502-9955, Bismarck, ND, 58503
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
John is a co-partner in Faith Properties LLP, buying investment real estate, and a board member for Riverstone Church. He also owns rental property through 9270 E. Mission Lane 202 LLC.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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