John Westbee
John Westbee is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bismarck, ND, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1400 West Century Avenue, P.O.B 1238, 58502-9955, Bismarck, ND, 58503
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
John is a co-partner in Faith Properties LLP, buying investment real estate, and a board member for Riverstone Church. He also owns rental property through 9270 E. Mission Lane 202 LLC.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.