Warren Teich is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2009 - June 2009 · 1 mo
UBS Financial Services INC.
July 1999 - June 2009 · 9 yrs 11 mos
UBS Financial Services INC.Broker
July 1995 - June 2009 · 13 yrs 11 mos
Oppenheimer & CO., INC.Broker
January 1988 - July 1995 · 7 yrs 6 mos
L. F. Rothschild & CO. IncorporatedBroker
October 1986 - February 1988 · 1 yr 4 mos
D. H. Blair & CO., INC.Broker
August 1983 - October 1986 · 3 yrs 2 mos
State Registrations10 states
CACTFLNCNJNVNYPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.