JH
JH
James Hart
42 Years of Experience
Vero Beach, FL
1 DisclosureBroker
James Hart is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Vero Beach, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
623 17th Street, #4, Vero Beach, FL, 32960
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Regulatory History (1)
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Customer Dispute
January 1998Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2012 - Present · 13 yrs 8 mos
Raymond James Financial Services, INC.
August 2012 - Present · 13 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Wachovia Securities, LLC
July 2003 - March 2008 · 4 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2008 · 4 yrs 8 mos
Prudential Securities Incorporated
February 2000 - July 2003 · 3 yrs 5 mos
Prudential Securities IncorporatedBroker
January 2000 - July 2003 · 3 yrs 6 mos
Salomon Smith Barney INC.Broker
July 1993 - January 2000 · 6 yrs 6 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
First Albany CorporationBroker
February 1990 - April 1993 · 3 yrs 2 mos
Invest Financial CorporationBroker
March 1987 - February 1990 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
July 1983 - February 1987 · 3 yrs 7 mos
State Registrations8 states
AZFLNCNHNJPARIVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.