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Arthur Frasca

Regal Advisory Services, INC.
41 Years of Experience
Farmington Hills, MI
Broker
View SEC Summary
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Arthur Frasca is a registered investment advisor at Regal Advisory Services, INC., based in Farmington Hills, MI, with 41 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.

Regal Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
274 clients
Average Client Portfolio
$443K average
Assets Under Management
$121.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31550 Northwestern Highway, Ste 101, Farmington Hills, MI, 48334

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur is a partner in ALF Michigan, LLC, handling bookkeeping and basket sales, dedicating about 10-20% of his time, and a partner in Noble Capital Partners, LLC, dedicating nearly full-time hours. He also serves as a director for VIBE CU, is involved with the Public Park Hess Hathaway Committee, and is a member of the Waterford Township Zoning Board of Appeals, Planning Commission, and Civil Service Commission, dedicating minimal time to each.

Employment History
Current Registrations
Regal Advisory Services, INC.
April 2015 - Present · 11 yrs 6 mos
Regal Securities, INC.Broker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Commerce Wealth Advisers, LLC
September 2010 - September 2012 · 2 yrs
Dewaay Financial Network, LLCBroker
September 2010 - September 2012 · 2 yrs
Equitas America, LLC
March 2010 - September 2010 · 6 mos
Equitas America, LLCBroker
July 2004 - September 2010 · 6 yrs 2 mos
J.W. Korth & CompanyBroker
May 1990 - July 2004 · 14 yrs 2 mos
J. W. Korth & CompanyBroker
March 1987 - May 1990 · 3 yrs 2 mos
J.W. Korth & Company, INC.Broker
May 1986 - January 1987 · 8 mos
Wall Street Clearing CompanyBroker
October 1983 - June 1985 · 1 yr 8 mos
Blinder, Robinson & Co.,inc.Broker
July 1983 - July 1983 · 0 mos
State Registrations19 states
AZCACOFLIAILINKYMIMNNCNJNYOHOKTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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