CM
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Charlotte Mcconnell
30 Years of Experience
Fort Collins, CO
1 DisclosureBroker
Charlotte Mcconnell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Collins, CO, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1025 East Swallow Drive, Fort Collins, CO, 80525
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Regulatory History (1)
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Customer Dispute
November 2023Settled
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2015 - Present · 10 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - November 2015 · 1 yr 10 mos
Cetera Investment Services LLCBroker
October 2012 - November 2015 · 3 yrs 1 mo
Cetera Investment Services LLC
October 2012 - January 2014 · 1 yr 3 mos
Rea Capital Management, LLC
June 2006 - June 2012 · 6 yrs
The O.N. Equity Sales CompanyBroker
April 2005 - August 2012 · 7 yrs 4 mos
John G. Kinnard and Company, IncorporatedBroker
April 1993 - June 1994 · 1 yr 2 mos
Summitview Capital, INC.Broker
November 1992 - May 1993 · 6 mos
Kemper Securities Group, INC.Broker
September 1990 - May 1991 · 8 mos
Boettcher & Company, INC.Broker
July 1983 - September 1990 · 7 yrs 2 mos
State Registrations18 states
AZCACOFLHIIDMOMSNCNENMNVPASCSDTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.