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CFP

Daniel Baumgold

Cambridge Investment Research Advisors, INC.
3 Years of Experience
Fort Collins, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daniel Baumgold is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fort Collins, CO, with 3 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3933 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1136 E Stuart St., Bldg. 2, Ste. 2100, Fort Collins, CO, 80525

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2026
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel breeds snakes, which is not investment-related. He also operates JBA Wealth Management Group as a DBA for his LPL business and sells non-variable insurance products through Assurity & Ameritas.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2026 - Present · 6 mos
Cambridge Investment Research, INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
April 2026 - April 2026 · 0 mos
LPL Financial LLC
January 2023 - April 2026 · 3 yrs 3 mos
LPL Financial LLCBroker
January 2023 - April 2026 · 3 yrs 3 mos
State Registrations34 states
AKALARAZCACOCTFLGAIAIDILINKSMAMIMNMOMTNCNENMNVNYORPASCSDTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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