Michael Mccarthy is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Schaumburg, IL, with 43 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
425 N Martingale Rd, Ste 200, Schaumburg, IL, 60173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is an instructor at DePaul University, teaching CFP investment courses four times a year since 2001. He is also the Director of the Financial Education Center at DePaul University, dedicating minimal time to this role.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Principal Financial Securities,inc.Broker
Hamilton Investments, INC.Broker
Dean Witter Reynolds INC.Broker
J. T. Moran & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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