SA
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Steve Apostolopoulos

39 Years of Experience
Schaumburg, IL
1 DisclosureBroker

Steve Apostolopoulos is a registered investment advisor at Wells Fargo Advisors, based in Schaumburg, IL, with 39 years of industry experience. Steve is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

425 N Martingale Rd, Ste 200, Schaumburg, IL, 60173

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1993
Settled
Employment History
Current Registrations
Wells Fargo Advisors
June 2003 - Present · 23 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 1998 - Present · 28 yrs 5 mos
Previous Registrations
Principal Financial Securities,inc.Broker
September 1994 - May 1998 · 3 yrs 8 mos
Hamilton Investments, INC.Broker
July 1990 - September 1994 · 4 yrs 2 mos
R. G. Dickinson & CO.Broker
September 1987 - July 1990 · 2 yrs 10 mos
State Registrations7 states
AZCAFLILINNVTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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