JC
JC

Jonathan Cox

42 Years of Experience
Albuquerque, NM
Broker

Jonathan Cox is a registered investment advisor at Morgan Stanley, based in Albuquerque, NM, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

6565 Americas Parkway, Suite 400, Albuquerque, NM, 87110

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Jonathan owns and manages JC+ Ranch, a farm in Keenesburg, CO, since 1997. He spends a few hours per week during office hours and about a quarter of his time outside office hours on this non-investment related activity.

Employment History
Current Registrations
Morgan StanleyBroker
December 2010 - Present · 15 yrs 7 mos
Morgan Stanley
December 2010 - Present · 15 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
November 2000 - December 2010 · 10 yrs 1 mo
UBS Financial Services INC.Broker
November 2000 - December 2010 · 10 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
February 1996 - December 2000 · 4 yrs 10 mos
Smith Barney INC.Broker
July 1993 - March 1996 · 2 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1983 - April 1988 · 4 yrs 8 mos
State Registrations17 states
ARAZCACOFLKYMIMSMTNENMOKORPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.