Ray Cox is a registered investment advisor at Morgan Stanley, based in Medford, OR, with 38 years of industry experience. Ray is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
3103 Signature Court, Medford, OR, 97504
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2016Other Business Activities
Ray is a board member for TKO Video Communications, attending a couple of meetings per year. He also serves on the investment committee for Sellwood Ventures LLC and owns rental property in Philadelphia, dedicating minimal time to these investment-related activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Angela LyonsMorgan Stanley
- Nelson MalerMorgan Stanley
- Norman FincherMorgan Stanley
- Michelle CorradettiMorgan Stanley
- David Preszler, CFPD.A. Davidson & CO.
- Benjamin Kline, CFPLPL Financial LLC