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Mark Rhodes

41 Years of Experience
Dallas, TX
2 Disclosures

Mark Rhodes is a registered investment advisor at Hscore Advisors LLC, based in Dallas, TX, with 41 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $6.9M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
20 clients
Average Client Portfolio
$346K average
Assets Under Management
$6.9M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.75%
$1.0M - $2.5M0.65%
$2.5M+0.65%

Fees at higher levels of the amount you invest are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2712 Westminster Ave., Dallas, TX, 75205

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1995
Settled
Customer Dispute
January 1992
Settled
Other Business Activities

Mark provides leadership and executive training and coaching through Rhodes Consulting, for which he is compensated. This activity takes a few hours per week.

Employment History
Current Registrations
Hscore Advisors LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Nxg Investment Management
December 2022 - August 2024 · 1 yr 8 mos
Foreside Fund Services, LLCBroker
November 2022 - October 2023 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - May 2021 · 6 yrs
J.P. Morgan Securities LLC
October 2004 - May 2015 · 10 yrs 7 mos
J.P. Morgan Securities LLCBroker
September 2004 - May 2015 · 10 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1998 - September 2004 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1989 - September 2004 · 15 yrs 2 mos
Painewebber IncorporatedBroker
February 1988 - July 1989 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - February 1988 · 4 yrs 6 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.