TrueAdvisor
TrueAdvisor
LC
ChFC
LC
ChFC

Lawrence Copeland

Commonwealth Financial Network
39 Years of Experience
Findlay, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Lawrence Copeland is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Findlay, OH, with 39 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

336 South Main Street, Findlay, OH, 45840

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lawrence sells fixed insurance and is the CEO & Owner of Copeland Financial Investment and Wealth Management, Inc. He also owns Copeland Insurance Group, LLC, where he works as an agent selling life, property, and casualty insurance; these activities each take about 10-20% of his time.

Employment History
Current Registrations
Commonwealth Financial Network
May 2021 - Present · 5 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Voya Financial Advisors, INC.
June 2014 - May 2021 · 6 yrs 11 mos
Voya Financial Advisors, INC.Broker
June 2014 - May 2021 · 6 yrs 11 mos
American Portfolios Advisors, INC
February 2008 - June 2014 · 6 yrs 4 mos
American Portfolios Financial Services, INC.Broker
February 2008 - June 2014 · 6 yrs 4 mos
LPL Financial Corporation
April 2003 - February 2008 · 4 yrs 10 mos
LPL Financial CorporationBroker
April 2003 - February 2008 · 4 yrs 10 mos
Ameritas Investment CORP
December 1997 - April 2003 · 5 yrs 4 mos
Ameritas Investment CORP.Broker
September 1997 - April 2003 · 5 yrs 7 mos
Guardian Investor Services CorporationBroker
December 1987 - September 1997 · 9 yrs 9 mos
Erie Capital Investment CorporationBroker
November 1984 - July 1985 · 8 mos
State Registrations5 states
FLKYMIOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Findlay, OH →All financial advisors in Ohio →