Charles Forrest is a ChFC-designated registered investment advisor, based in Charlotte, NC, with 41 years of industry experience.
Location
4938 Monroe Rd, Charlotte, NC, 28205-4107
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles receives trailing commissions. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
August 2012 - Present · 13 yrs 11 mos
Allstate Financial Services, LLCBroker
August 2012 - Present · 13 yrs 11 mos
Previous Registrations
Waddell & Reed, INC.
January 2002 - December 2011 · 9 yrs 11 mos
Waddell & Reed, INC.Broker
December 2001 - December 2011 · 10 yrs
Metropolitan Life Insurance CompanyBroker
December 1998 - August 2001 · 2 yrs 8 mos
Metlife Securities INC.Broker
August 1983 - August 2001 · 18 yrs
Metropolitan Life Insurance CompanyBroker
August 1983 - December 1996 · 13 yrs 4 mos
State Registrations3 states
GANCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.