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Richard Hurst

Lifemark Securities CORP.
33 Years of Experience
Pittsburg, CA
1 DisclosureBroker
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Richard Hurst is a registered investment advisor at Lifemark Securities CORP., based in Pittsburg, CA, with 33 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pittsburg, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Lifemark Securities CORP.Broker
December 2018 - Present · 7 yrs 10 mos
Lifemark Securities CORP.
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Foresters Equity Services, INC.
February 2017 - November 2018 · 1 yr 9 mos
Foresters Equity Services, INC.Broker
February 2017 - November 2018 · 1 yr 9 mos
Signator Investors, INC.
August 2014 - January 2016 · 1 yr 5 mos
Signator Investors, INC.Broker
August 2014 - January 2016 · 1 yr 5 mos
Wbb Securities, LLCBroker
November 2010 - September 2013 · 2 yrs 10 mos
Wbb Securities, LLC
November 2010 - September 2013 · 2 yrs 10 mos
Victus Capital Wealth
November 2010 - March 2014 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2009 - November 2010 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - November 2010 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - February 2007 · 2 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - February 2007 · 2 yrs 11 mos
The Householder Group, Estate & Retirement Specialists
September 2003 - October 2004 · 1 yr 1 mo
Sunamerica Securities, INC.Broker
June 2003 - January 2004 · 7 mos
Fiserv Investor Services, INC.Broker
January 2002 - November 2002 · 10 mos
Charles Schwab & CO., INC.Broker
November 1987 - June 1998 · 10 yrs 7 mos
Mai Securities CorporationBroker
July 1986 - August 1987 · 1 yr 1 mo
Value Equities CorporationBroker
July 1986 - July 1986 · 0 mos
Mai Securities CorporationBroker
February 1986 - August 1987 · 1 yr 6 mos
Montgomery SecuritiesBroker
October 1983 - March 1984 · 5 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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