WBB Securities, LLC operates as a registered investment advisor and broker-dealer, offering customized investment management programs tailored to each client's specific needs, objectives, and risk tolerance. WBB Securities consists of independent advisors who act as representatives to manage portfolios on either a discretionary or non-discretionary basis. Portfolios are typically built using equities, mutual funds, bonds, and exchange-traded funds, with a strong focus on asset allocation rather than just picking individual securities. WBB Securities emphasizes fundamental and technical analysis, long-term and short-term strategies, and ongoing portfolio monitoring. In addition to investment management, the firm engages in investment banking, equity research, and brokerage services. Clients should note that many representatives are dually registered as brokers, which can create conflicts of interest regarding commissions and trading activity. WBB Securities serves individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable and do not exceed 2.50% in total. Clients also pay a $7.50 per trade confirmation fee.