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CFP
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CFP

Neal Schulte

Waverly Advisors, LLC
27 Years of Experience
Cincinnati, OH
Sells Insurance
View SEC Summary
View SEC Summary

Neal Schulte is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Cincinnati, OH, with 27 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 13 more. Their firm serves 13,689 clients with $30B in assets under management.

Waverly Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
13,689 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees range from 0.25% to 1.50% annually, applied as a flat or declining marginal rate. Certain equity and options strategies carry an additional 0.25% annual fee. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4755 Cornell Rd, Cincinnati, OH, 45241

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neal is involved in several business activities, including real estate rentals, tax preparation/accounting, and providing investment advisory services through Brass Tax Wealth Management. He also works as an agent/producer for non-variable insurance, including life insurance, and dedicates minimal time to this activity.

Employment History
Current Registrations
Waverly Advisors, LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
LPL Financial LLCBroker
February 2018 - September 2025 · 7 yrs 7 mos
LPL Financial LLC
February 2018 - October 2020 · 2 yrs 8 mos
Brass Tax Wealth Management
November 2016 - October 2025 · 8 yrs 11 mos
Invest Financial Corporation
August 2005 - February 2018 · 12 yrs 6 mos
Invest Financial CorporationBroker
August 2005 - February 2018 · 12 yrs 6 mos
Mutual Service Corporation
July 2001 - August 2005 · 4 yrs 1 mo
Mutual Service CorporationBroker
February 2001 - August 2005 · 4 yrs 6 mos
AXA Advisors, LLCBroker
January 2001 - March 2001 · 2 mos
Great Lakes Securities INC.Broker
September 1983 - October 1985 · 2 yrs 1 mo
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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