Neal Schulte
Neal Schulte is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Cincinnati, OH, with 27 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 12,463 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Waverly Advisors charges an advisory fee for managing your investments, calculated as a percentage of the total value of your portfolio. The specific percentage ranges from 0.25% to 1.5% per year, depending on the amount you invest. Some clients pay a flat percentage, while others pay a declining percentage as the portfolio size increases. There may be a minimum annual fee. Some investment strategies, like individual stock strategies, may have an additional 0.25% annual fee.
Location
4755 Cornell Rd, Cincinnati, OH, 45241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neal is involved in several business activities, including real estate rentals, tax preparation/accounting, and providing investment advisory services through Brass Tax Wealth Management. He also works as an agent/producer for non-variable insurance, including life insurance, and dedicates minimal time to this activity.
Employment History
Current Registrations
Waverly Advisors, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Brass Tax Wealth Management
Invest Financial Corporation
Invest Financial CorporationBroker
Mutual Service Corporation
Mutual Service CorporationBroker
AXA Advisors, LLCBroker
Great Lakes Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.