Nicholas Schulte is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Cincinnati, OH, with 19 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 13 more. Their firm serves 13,689 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees range from 0.25% to 1.50% annually, applied as a flat or declining marginal rate. Certain equity and options strategies carry an additional 0.25% annual fee. Fees are negotiable.
Fee Estimator
Location
4755 Cornell Rd, Cincinnati, OH, 45241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas owns rental real estate since 2013, dedicating minimal time to it. He is also a partner at Schulte & Uhrig CPAs, spending a few hours per week on tax preparation and accounting, and an IAR at Brass Tax Wealth Management, taking about half of his time.
Employment History
Current Registrations
Waverly Advisors, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial Corporation
Brass Tax Wealth Management
Invest Financial CorporationBroker
Touchstone Securities, INC.Broker
Invest Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jacob Petrie, CFPWaverly Advisors, LLC
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- Amanda Simmons, CFPMariner
- Andrew Kucia, CFPJohnson Investment Counsel, INC.