Timothy Flatley is a ChFC-designated registered investment advisor, based in Naples, FL, with 43 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Naples, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is an independent insurance agent and the president of Sterling Investment Advisors, Ltd., an RIA. He also sells fixed life insurance and annuity contracts through PKS Financial Services and is involved in various angel investing and private equity ventures, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Sterling Investment Advisors LTD.
Previous Registrations
Cambridge Investment Research, INC.Broker
MML Investors Services, INC.Broker
Ifg Russell Advisors INC
American Financial Management Group, LTD.
Walnut Street Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Janney Montgomery Scott INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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